PART III: Coordinating HUD Programs
Coordination Among Applicants
Coordination among applicants is one of the most effective ways to promote
the successful use of HUD's programs. This type of coordination occurs
when you join forces with one or more other organizations to submit one
application for a grant program to jointly implement the funded activities
or when you and other organizations submit separate applications for different
grants with the intent to coordinate the use of the money if awarded.
Coordination among applicants is important for several reasons:
- It eliminates duplication of efforts.
- It helps to prevent the implementation of conflicting programs by
the different applicants.
- It enables each participating organization to leverage the expertise
and resources of other participants, which enables more comprehensive
approaches to problems.
- Most importantly, it fosters collaboration and communication among
different organizations working in the same or related fields or neighborhoods.
Such communication and collaboration can foster solutions that go far
beyond the reach of HUD's or any other governmental agency's programs.
You should remember that truly effective coordination does not occur by
simply including as many organizations as possible as sponsors of your
application. Instead, it comes about by carefully selecting the most appropriate
partners for designing and implementing your particular strategy. Your
choice should be based on such criteria as areas of expertise, resources,
missions, and the ability of the organizations to work together to complement
one another's activities.
Example 1: Continuum of Care Homelessness
Assistance
A growing city in the Southwest had reached a critical point in its expansion.
Its economy was thrivingcreating a healthy supply of well-paying
jobs and a strong housing market. While these dynamics were celebrated
by city boosters, politicians, and residents, they had a negative sideincreased
homelessness. The problem was caused by a combination of factors, including
the tight housing market; an in-migration of poorer, lower skilled residents
seeking jobs; and other more subtle factors that the city leaders were
unable to disentangle completely. Having witnessed the experiences of
older cities where homelessness problems had become significant, political,
business, and community leaders decided to forge a strategy to address
this emerging issue.
City leaders held a summit of government officials; community groups;
homeless housing providers, care providers, and advocates; foundation
representatives; and members of the housing industry to discuss homelessness.
The result of the summit was the formation of a community-wide planning
process to develop a comprehensive Continuum of Care system to
address the growing problem. The city integrated this planning process
with its efforts to conduct housing and homelessness needs assessments
and a housing market analysis, as required for its Consolidated Plan.
The first step of the planning process was to assess the extent of homelessness
and the needs of homeless people in the community. Once this was completed,
the community evaluated how it had been responding to those needs. The
evaluation revealed that some organizations were addressing the issues,
but their efforts were not coordinated in any significant way. Moreover,
many of the organizations needed help to increase their capacities to
deal with issues. The community then took the third stepdesigning
a way to meet the needs of homeless people. HUD's Continuum of Care
programs for homeless individuals and families were viewed as a strong
source of support for meeting these needs.
The first step in implementing the homelessness strategy was to improve
the provision of emergency shelters. The city used its formula-based Emergency
Shelter Grant (ESG) funds to set up a homelessness prevention program
that paid rent for persons receiving eviction notices and increased the
service capacity of an over-burdened emergency shelter system. Emergency
shelters were only a temporary fix, however. They did not address long-term
housing needs, nor did they tackle the problems that lead to homelessness.
To address some of these needs, a local nonprofit applied for funding
from the Supportive Housing Program (SHP) to provide both transitional
housing and support services to help the homeless overcome some of the
problems that made them homeless, such as lack of jobs and poor health.
SHP funding also enabled the nonprofits to assist the homeless in obtaining
permanent housing. The public housing agency helped by assisting a private,
nonprofit owner of a deteriorating single-room-occupancy facility to acquire
a Section 8 Moderate Rehabilitation Single Room Occupancy (SRO)
grant. The grant provided rental subsidies to the owner of the facility
for homeless individuals renting units that were rehabilitated by the
owner. The owner used a portion of the rental assistance to help pay for
the debt incurred for the rehabilitation. As a by-product of the homelessness
planning process, community leaders also recognized a housing issue that
the community had not addressed-the enforcement and awareness of fair
housing laws. Although housing discrimination did not appear to be a major
problem, some community leaders were concerned that the continuing influx
of Hispanic immigrants might cause discrimination to become an issue.
Discrimination did not seem to be a major cause of homelessness, but it
did relate to the availability of housing for minorities, which could
impact the extent of homelessness and overcrowding. The community felt
that increasing awareness and enforcement of the issue would be a useful
tool in the overall housing strategy; however, no qualified fair housing
enforcement organizations existed in their region. Community leaders convinced
a qualified fair housing enforcement organization from outside the community
to apply for a Fair Housing Initiatives Program Fair Housing Organizations
Initiative grant to create a new fair housing enforcement organization
to conduct fair housing activities in their region.
Example 2: Public
Housing and Community Revitalization
A public housing agency (PHA) in a Southern city wanted to transform
one of its obsolete public housing sites into a more viable and sustainable
community. The PHA knew that HOPE VI Revitalization Grant funding
for such a project was available, but it also realized that it needed
the cooperation of many other participants to have any hope of reaching
its ambitious goals. It undertook an extensive, participatory planning
process for preparation and implementation of the revitalization plan.
HOPE VI funding covered the costs of the partial demolition and rehabilitation
of the physical housing structures and initiatives to promote resident
self-sufficiency. It also provided Section 8 vouchers and mobility
counseling for displaced housing residents. Still, more programs and
funding were needed.
The city in which the PHA operated administered a Youthbuild program
that provided training in housing construction and rehabilitation to young
high school dropouts. The PHA convinced the city to target a portion of
its Youthbuild program to train residents of the public housing project
who were high school dropouts. Youthbuild participants contributed directly
to the reconstruction of the obsolete public housing buildings while gaining
experience in an employable trade. Still, more residents needed jobs if
the PHA was to be able to create a viable mixed-income community. To secure
additional job training for residents, the PHA involved the public housing
resident management corporation (RMC) and a local university. The RMC
decided to apply for a Resident Opportunity and Self Sufficiency (ROSS)
grant under the FY2000 SuperNOFA.The university decided to apply for a
Community Outreach Partnership Centers (COPC) grant. The ROSS program
focused on training residents for jobs that were available in the public
housing complex and the neighboring community while the COPC program focused
on job opportunities in the broader metropolitan community.
Some of the residents of the old housing project were displaced as a
result of a reduction in the number of units in the new complex. These
tenants received Section 8 tenant-based vouchers and were provided mobility
counseling to encourage moves to low-poverty neighborhoods. To complement
the HOPE VI assistance to these tenants and more broadly meet fair housing
goals, as required in the HOPE VI grant, the PHA solicited the assistance
of a local fair housing organization to provide additional fair housing
counseling through a Fair Housing Initiatives Program Education and
Outreach Initiative (FHIP-EOI) grant. Since the HOPE VI Revitalization
Grant funded counseling for the residents being displaced, the FHIP-EOI
program focused on educating landlords about the requirements of fair
housing law.
Finally, drug-related crime was a dominant and highly damaging problem
in the old public housing complex. While the One Strike and You're Out
program would speed up eviction of those residents involved in such activity,
the PHA wanted to use a more pro-active approach. It did so by implementing
a drug prevention program and voluntary tenant patrol with funding from
a Public Housing Drug Elimination Program (PHDEP) grant. A local
nonprofit that owned a federally assisted housing complex within a block
of the public housing site was concerned that the drug activity from the
housing project would relocate to its property. To avoid this potential
disaster, the nonprofit secured a Multifamily Housing Drug Elimination
Program (MHDEP) grant to implement a number of prevention programs
in conjunction with the surrounding community and law enforcement officials.
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Connecting with
Communities: A User's Guide to HUD Programs and the 2000 SuperNOFA
Process |
February 2000
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