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2000 Best Practice Awards
"Local" Winners: Rhode Island State Office
2000-2155 World of Work Plus (WOW+)
The World of Work Program is a partnership
between the Providence Housing Authority, the United States Department
of Labor, the Providence/Cranston Job Training Partnership Administration
(now the Providence/Cranston Workforce Investment Office), Job Link Inc.,
a private organization with a 15 year history of developing employment
opportunities in Providences low income neighborhoods, and the Rhode
Island Department of Human Services. World of Work Plus is funded under
the U.S. Department of Labors Welfare to Work Competitive Grant Program
and serves exclusively PHA clients. The Providence Housing Authority is
a sub grantee under the DOL program, with a $1,062,000 contract to cover
program expenses over 36 months. The role of the Housing Authority is to
recruit residents into the program, assign participants a program case
manager who assists with enrollment, childcare, transportation and other
employment supports, track participant activity weekly and provide work
experience placements in the Authoritys own operations and to negotiate
work activity placements with neighborhood employers. The Housing Authority
also provides adult education and ESL services to residents who require
them to obtain and retain employment. The program coordinator, case managers
and adult education instructors are all full time housing authority employees
funded under our contract for use of the DOL funds. The program began in
March 1999, at which time the sub grantees began negotiating their contracts.
In June 1999, the Authority established three program offices, one at each
of our three largest family developments: Hartford Park, Manton Heights
and Chad Brown. Both public housing and Section 8 residents are included
in program outreach activities, conducted door-to-door, through direct
mail and newsletters and at program information sessions. Our residents
can now access at convenient, site based offices: 1. Case management services,
including development of a multi-year employment plan and assistance with
child care and transportation; 2. Interface with the state TANF agency
(Rhode Island Department of Human Services) for formal recognition that
their WOW Plus enrollment is their formally approved TANF job readiness
activity. (In addition to ensuring coordination of services, this triggers
eligibility for a host of TANF funded supports.) At this time, only United
States Department of Labor Welfare to Work program providers have articulated
a customer service driven enrollment coordination system like this one.
3. A six-week job readiness program. These are held in English and Spanish
and are conducted at the public housing sites. 4. A unique opportunity
to build a resume and develop a credible reference by completing a community
work experience activity in the PHAs own operations or with a neighborhood
employer. To date, participants have taken advantage of the following CWEPs:
· Housing Management · Facilities Management · Human
Services · Health and Wellness Programs · Geriatric Care
· Childcare and Early Childhood Education · Finance and Accounting
· Clerical/Secretarial 5. Job placement and retention services 6.
Access to up to $750 to support purchases necessary to obtain and retain
employment 7. Eligibility for substantial USDOL funding for "post
placement training" including post secondary continuing education
to upgrade skills to ensure continued increases in family income
8. Site based adult education facilities dedicated to meeting the English
language fluency education and GED level needs of program participants
2000-412 Citizen Participation Process
Providence, RI designed and implemented an
effective system for engaging city residents in the planning and preparation
of the city's five year consolidated plan. Several steps were taken: First,
the city convened a steering committee of 13 persons to oversee the process.
The steering committee membership represented the diversity of Providences
residents and public interest groups. Members included representatives
from a civil rights advocacy group, the Providence Housing Authority, an
AIDS action group, a neighborhood non-profit housing corporation, the Enterprise
Community office, the Providence Human Relations Commission, a bank, a
public service agency providing services for homeless persons, Providence
Community Action Program and a public housing tenant. As a second step,
the city and the steering committee established an agenda for seven focus
groups. Each focus group was formulated around a specific issue. The seven
areas were: homeless needs, economic development, special needs housing,
neighborhood revitalization, affordable housing, social services and a
special session for youth. Fair housing and affirmative action issues were
discussed at every meeting. Each group met at a different neighborhood
community center; the session for youth was held at a Providence high school
- Mt. Pleasant High School. Meetings were advertised in several ways. A
notice was prominently displayed on the citys web page; mailings
were made to over 50 interest groups and citizens; notices of meetings
were printed in the Providence Journal, in a Spanish newspaper and in an
African-American newspaper; and faxes were sent to interested parties shortly
before the meetings were held. A Spanish translator attended each meeting.
The success of this process can be measured in the increased attendance
it generated. While in past years few residents attended citizen participation
hearings, more than 10 to 15 routinely attended the focus group sessions.
The city estimates that 45 new persons took part in the process. Further,
participation was active and substantive.
2000-2595 Rhode Island Fair Housing Youth
Outreach & Community Education Project
The Rhode Island Fair Housing Youth Outreach
& Community Education Project was a school-based initiative that enlisted
the talents of students from Providence area high schools in the creation
of posters and the dramatization of the different forms of housing discrimination
at a community wide event in South Providence. The winning posters were
then displayed on Rhode Island Public Transit Authority buses and a student-produced
video of the event was created and distributed to media outlets statewide
in a month long promotion of fair housing rights and remedies.
2000-2735 Lead-Safe Rhode Island Campaign
Rhode Island Housing used a $3 million HUD
lead hazard reduction grant as the centerpiece of a campaign that raised
an additional $4,360,000 in cash and tens of thousands of dollars more
in-kind services from nonprofit, municipal, state and federal partners.
The additional funding will more than double the number of houses and apartments
RI Housing will abate over three years.
2000-1462 Welfare to Work Certification
Working in conjunction with the State of
RI Department of Human Services, HUD developed a certification for use
by owners, management agents, and residents of HUD-assisted housing to
assure the appropriate rental computation exclusion of income earned by
residents participating in job training or employment programs.
2000-816 Homeownership Fairs Through Collaborative
Community Partnering
Rhode Island Housing is conducting a series
of Housing Fairs throughout the State targeted to specific underserved
and/or minority populations. The Fairs include on-site pre-qualifications,
free credit reports and free credit counseling regarding credit repair.
Additionally, translators are on-hand to assist non-English speaking clients.
The Fairs focus on pre- and post- homeownership information, rehabilitation
programs and equity conversion programs for current homeowners, emphasizing
the acquisition for first time homebuyers as well the sustainability of
the community.
2000-1413 Shore Courts, Inc
Shore Courts is an 11 unit Section 811 project
under development in North Kingstown, Rhode Island. The project is designed
to serve the chronically mentally ill. HUD worked closely with the project
sponsor and the sponsor's consultant to approve the construction of an
additional unit utilizing alternative funding sources outside of the Section
811 Program. Specifically, HUD HOME Funds, State of Rhode Island Thresholds
Funds and Sponsor Funds were utilized to finance the construction of the
additional unit and will be used to fund the operating costs associated
with the additional unit. The use of these additional funding sources will
allow an additional resident to be housed with no additional cost to the
Section 811 program.
2000-2209 PHA Volunteers In Action (VIA)
In response to HUD's recent recommendations
concerning resident community service, the Providence Housing Authority
approached the "Volunteer Center of Rhode Island" with a proposal
to collaborate on an initiative to increase resident involvement in their
communities. The PHA's "Volunteers in Action" (VIA) was launched
in January 1999 and provides opportunities for public housing resident
youth and parents to participate in a variety of monthly community service
projects. Adult residents wishing to enroll their children in the PHA's
already established after-school "Youth Program" are required
to volunteer four (4) hours a month assisting program staff. The PHA's
"Volunteer Coordinator", trained and supported by the "Volunteer
Center", conducts a parent volunteer orientation, twice a year, before
the start of programming. Volunteer duties may include direct supervision
of youth program participants, community outreach, helping with special
events or clerical assistance. The VC recruits and schedules parent volunteers
and provides the necessary tracking and support services. Outstanding volunteers
are recognized for their service at the end of the programming year. For
resident youth, the PHA and the "Volunteer Center" sponsors a
"Youth Service Council" (YSC). Established in October 1999, the
YSC is made up of four (4) teens from each development. Under the supervision
of the PHA's "Volunteer Coordinator", YSC members meet weekly
to develop and implement meaningful service projects, first in their own
communities and, eventually, throughout the state. YSC members recruit
other youth participants from their individual developments to assist with
planned projects. The YSC gives public housing teens an opportunity to
meet and interact with teens from other communities and backgrounds. YSC
members develop valuable leadership skills.
2000-121 Help at Home
The Coventry Housing Authority recognized
a need for a wide and deep range of social services and supports to be
provided to elderly residents to prolong their ability to live independently.
Through the Help at Home Program we are now providing the services of "Assisted
Living" to our residents in their own homes! No need to move to another
facility! Services include the provision of three meals a day, medication
monitoring, Wellness and health intervention and education, support, personal
care assistance, transportation, day care, friendly visitor, case management,
and a caregiver support group. Provision of service is made after a thorough
assessment is performed. The completion of the assessment generates an
individual service plan for each resident participant. This is being provided
by a small housing authority (195 units) with a budget for this program
of only $23,000.00.
2000-1792 Census Outreach
The Rhode Island State Office (RISO) conducted
outreach and education to improve participation in the Census, and to promote
job opportunities for that effort among low-to-moderate income individuals.
RISO provided educational materials and information at local Housing Fairs
and forums at public high schools. RISO worked with public housing authorities
and affordable housing management offices to distribute materials and assist
the Census Bureau in collecting information and hiring residents.
2000-66 Performance Formula Funding for
Housing Non-Profit Corporations
Providence for many years has provided CDBG
funds to several non-profit housing corporations for the purpose of producing
affordable housing. For the most part, funding was annually allocated to
the non-profits regardless of the organizations' actual production of housing.
HUD and Providence officials mutually acknowledged the need to modify this
system so that those non-profits that were producing more housing would
receive funds commensurate with their performance, while those producing
fewer units would receive a lesser amount. Members of the Providence City
Council's Urban Renewal, Redevelopment and Planning Committee (URRP) together
with key staff from the city's Department of Planning and Development (DPD)
and representatives from the recipient housing corporations formed a working
group to collaboratively address this issue. The working group formulated
eight performance categories, each of which was assigned a separate weight.
For example, the lightest weight of 0.2 was assigned to the expenditure
of $1 to $5,000 for the rehabilitation of existing and occupied units.
The heaviest weight, 1.0, was assigned to the expenditure of more than
$15,000 per unit for the rehabilitation of a vacant property or for new
construction. The next issue tackled by the working group was designing
a system that would not be unnecessarily disruptive to the non-profits'
annual budgets. The group determined that it was important that funding
not be predicated on the basis of a brief "snap shot" of activity.
Accordingly, a rolling three years of production would be used to measure
performance. Each year, when the most recently completed year's activity
was assessed, the oldest of the three years would be dropped from the system.
In order to assure a smooth transition to the new system, the working group
formulated a phase-in period that would provide an opportunity to the non-profits
to increase production before losing their funding. Providence officials
agreed upon a three year period before full performance-based funding would
be implemented: for the program year 1999 to 2000, 20% of an organization's
funding would be formula-based; in program year 2000 to 2001, 40% would
be based on performance; for 2001 to 2002, 60% would be performance-based;
and, after that, 100% of a non-profit's funding would be based on past
performance.
2000-1218 Lockwood Plaza
Lockwood Plaza Apartments is a 209 unit scattered
site development located in Providence, Rhode Island. Principals and affiliates
of the owning entity were indicted for regulatory agreement violations
involving the misuse of project operating funds. Consequently, a receiver
was appointed to manage the day-to-day operation of the project. Ultimately,
the mortgage was accelerated and assigned to HUD. A foreclosure recommendation
was made by the Program Center Director The project is a critical low-income
housing resource in the community. Accordingly, its preservation as affordable
housing was a critical concern in developing the disposition strategy.
The Program Center Director worked closely with the Community Builder to
assess community needs relative to housing in the subject project's immediate
area. A disposition strategy calling for a competitive Request for Proposal
(RFP) was developed. Specifically, the strategy called for HUD to acquire
the property and transfer it to a Right of First Refusal Entity who would
then transfer it to a local non-profit. Ultimately, the property was acquired
by HUD and the Providence Housing Authority (PHA) offered to purchase the
development. The PHA will form a nonprofit housing corporation to own and
operate the property. The PHA will bear the cost of all required repairs
and the project will be maintained as affordable housing for 20 years.
2000-2094 PASSAGES:GED-Literacy & Computer
Training
With the GED & Literacy program, participants
are involved in Public Broadcasting GED instruction. Students are required
to prepare for the high school equivalency examination which consists of
a five part test( English Grammar/Written Expression); Social Studies,
Science, Reading Comprehension, and Mathematics) and requires that students
prepare with self-study, formal instruction, or GED on TV. After careful
monitoring, when the GED instructor feels the participants are ready to
take the statewide test, the instructor accompanies the student to the
location. The instructor also provides one on one literacy instruction
to participants who are struggling with reading or writing skills. Mr.
Jack Kelly provides computer instruction at various levels of learning.
For the beginner, general knowledge of a computer and its components taught
along with some basic computer software instruction. The participants are
educated on numerous programs which include Microsoft Word, Printshop,
and basic Internet skills. The advanced learner is taught how to create
a database or spreadsheet, and expanded Internet and e-mail access. The
computer classes are available to all program participants and are held
at numerous times throughout the year. Attendees of the computer training
include Family Self Sufficiency Participants, and residents living in our
elderly complexes. An incentive that we provide to participants is free
child care while the parents are in class. Lack of affordable child care
hinders participation, and our goal is to provide the services necessary
to get people actively involved. We offer both programs, GED & Computer
Training, in our Career & Job Training Center located on-site at the
Housing Authority.
2000-2594 Bank Lincs
Bank Lincs encourages homeownership in the
city of Providence, the states capital, and extends homeownership
opportunities to low-income first-time home buyers, particularly members
of federally recognized minority groups purchasing homes in traditionally
majority neighborhoods. The program addresses Fair Housing issues, creates
new homeownership opportunities and empowers low-income and minority first-time
home buyers by offering housing choices not traditionally available to
them. The program is a public/private partnership among FHA, a community-based
nonprofit group, the city, the states two largest banks, PMI Mortgage
Insurance Company and the Rhode Island Housing and Mortgage Finance Corporation.
Bank Lincs targets first-time buyers earning no more than 80 percent of
median household income buying homes in Providence. Down payment and closing
cost assistance is available from a $1 million pool (Pool) funded by the
city, Fleet Bank and Citizens Bank. They also contributed $100,000 in Foreclosure
Prevention funds. RI Housing provides below-market-rate first mortgages
and gap financing in the form of deferred-payment second mortgages up to
10 percent of the purchase price and grants up to $1,000. The "silent"
second mortgages help lower-income borrowers qualify for first mortgages
by effectively lowering the amount of first mortgage debt that must be
amortized. FHA and PMI insure the mortgages. Project Basic, a nonprofit
community housing agency, assists with outreach to traditionally under-served
populations. Buyers must contribute the greater of $1,000 or 1.5 percent
of the purchase price from their own saved funds. To cover the balance
of the down payment and closing costs, the Pool lends buyers up to $5,000
at 5.5 percent interest with a 5-to-15-year term, depending on the amount
borrowed. Bank Lincs reduces the down payment requirement of the first-time
buyer, recognizes nontraditional credit for those with little or no credit
history and allows more flexible underwriting ratios (35/40) than traditional
mortgage programs. A Housing Integration Set Aside earmarks 30 percent
of the Pool funds for members of federally recognized minority groups --
Blacks (Non-Hispanic), Hispanic, Alaskan Indian/Native American and Asian/Pacific
Islander -- buying homes outside "areas of minority concentration,"
those Providence neighborhoods where minorities are in the majority. The
goal is to make homeownership opportunities available to members of federally
recognized minority groups in traditionally majority neighborhoods. Bank
Lincs includes a unique Foreclosure Prevention Plan. The city provides
face-to-face pre-application counseling. All applicants must complete 3-1/2
hours of home-buyer education prior to closing. In addition, multifamily
buyers must complete three hours of landlord training. RI Housing administers
the loan pool, services all loans and generates monthly statistical reports.
RI Housing intervenes when loans are 18 days delinquent. Consumer credit
counseling is mandatory. A Lenders Committee comprised of Bank Lincs partners
reviews all delinquent loans and may allocate up to $2,000 in Foreclosure
Prevention funds to help borrowers weather temporary financial hardship.
The terms of the assistance -- grant or loan -- are based on the borrowers
need and capacity for repayment.
2000-2507 Resident Service Coordinator
Conference
Sharon Keefe, Associate Community Builder
in the RI State HUD Office, participates as a team member of a local Resident
Service Coordinators Coalition, an organization incorporated to serve the
supportive service needs of HUD assisted and public housing residents.
Each year the coalition provides training to recertify and certify Resident
Service Coordinators. Due to Sharon Keefe's participation in the coalition,
this year's training will be held at the RI State HUD Office. Local Housing,
Public Housing and Community Builder staff will participate in the training
to highlight several current HUD supportive service and supportive housing
initiatives (eg, Vouchers with Assisted Living, 202 Conversion Grants,
Neighborhood Networks, Campus of Learners, etc.) Hosting this year's training
session at the local HUD office enhances our ability to participate more
fully in the important work of the coalition and will serve as an effective
forum to promote current HUD programs.
2000-2627 Paul W. Holbrook Fellowship Program
The Paul W. Holbrook Fellowship Program gave
undergraduate and graduate school students the opportunity for a paid internships
in a program designed to eradicate internal backlog and reduce the average
processing time for charges of housing discrimination. Outreach and educational
activities for the participants were introduced.
2000-1953 Providence Fair Housing Forums
For the past decade the Providence Human
Relation Commission (PHRC) has conducted Fair Housing Forums during April
for Fair Housing Month. PHRC staff solicit representatives from the housing
industry and the community together to provide Fair Housing presentations
to senior high school students at several high schools in the city of Providence.
The goal is to educate students about fair housing and other housing related
issues in hopes that they will share the information with their peers and
families. After the presenters provide the information there is a question
and answer period where students get the opportunity to pose questions
and share feedback discussion.
2000-1550 Maple Meadows Mobile Home Tenant
Purchase
In late 1997, the 63 tenants of Maple Meadows
Mobile Home Park in Pawtucket, Rhode Island learned that the out-of-state
owner of the park was about to sell the property. The tenants of the park,
fearing displacement as a result of rent increases by a new owner, organized
themselves to explore the possibility of buying the 3.5-acre property.
Working with the Pawtucket Department of Planning and Redevelopment and
the Rhode Island Housing and Mortgage Finance Corp., the tenant association
crafted a plan using public and private funds to match the offer received
by the owner. In March 1998, using a combination of resources the Maple
Meadows Tenant Association was able to acquire the mobile home park and
transform themselves from tenants to home owners of the property where
they live.
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Best Practices 2000 Winners List
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